Personnel Hong Kong SFC License Details (ID 68781)

Personnel Hong Kong SFC License Details (ID 68781)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2013-09-09	2016-06-10
	Rep	Advising on securities	2013-09-09	2016-06-10
	Rep	Asset management	2013-09-09	2018-08-10
	Rep	Dealing in futures contracts	2013-09-09	2018-08-10
	Rep	Dealing in securities	2013-09-09	2018-08-10
Segantii Capital Management Limited	Rep	Asset management	2013-04-26	2013-08-23
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2010-12-31	2013-04-24
	Rep	Advising on securities	2010-12-31	2013-04-24
	Rep	Dealing in futures contracts	2010-12-31	2013-04-24
	Rep	Dealing in securities	2010-12-31	2013-04-24
	Rep	Advising on securities	2010-06-28	2010-07-30