Personnel Hong Kong SFC License Details (ID 68783)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AllianceBernstein Hong Kong Limited	Rep	Dealing in securities	2014-02-28	-
	Rep	Advising on securities	2010-07-13	-
	Rep	Advising on securities	2010-05-31	2010-06-04
	Rep	Advising on securities	2010-04-01	2010-04-17
	Rep	Advising on securities	2010-01-18	2010-02-04
	Rep	Advising on securities	2009-08-03	2009-08-14
	Rep	Advising on securities	2009-05-11	2009-05-15
	Rep	Advising on securities	2007-04-30	2007-05-03