Personnel Hong Kong SFC License Details (ID 68784)

Personnel Hong Kong SFC License Details (ID 68784)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2011-04-28	2011-12-20
	Rep	Advising on securities	2011-04-28	2011-12-20
	Rep	Asset management	2011-04-28	2011-12-20
	Rep	Dealing in futures contracts	2011-04-28	2011-12-20
	Rep	Dealing in securities	2011-04-28	2011-12-20
	RO	Advising on futures contracts	2010-10-29	2011-04-28
	RO	Advising on securities	2010-10-29	2011-04-28
	RO	Asset management	2010-10-29	2011-04-28
	RO	Dealing in futures contracts	2010-10-29	2011-04-28
	RO	Dealing in securities	2010-10-29	2011-04-28