Personnel Hong Kong SFC License Details (ID 68788)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Advising on securities	2012-02-01	2015-02-28
	Rep	Dealing in securities	2012-02-01	2015-02-28
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2009-11-23	2012-01-06
	Rep	Dealing in securities	2009-11-23	2012-01-06