Yao, David See Wing 姚思榮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Chocolate Asset Management Limited	RO	Asset management	2017-09-04	-
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2009-08-06	2015-05-30
Citadel Asia Limited	Rep	Asset management	2006-10-31	2009-03-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Chocolate Asset Management Limited	RO	Asset management	2017-09-04	-
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2009-08-06	2015-05-30
Citadel Asia Limited	Rep	Asset management	2006-10-31	2009-03-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.