Personnel Hong Kong SFC License Details (ID 68817)

Personnel Hong Kong SFC License Details (ID 68817)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRIORITY ASSET MANAGEMENT GROUP LIMITED	RO	Asset management	2021-10-28	-
Chinagri Cheung Kong Company Limited	Rep	Advising on securities	2021-05-12	2021-05-12
	RO	Advising on securities	2021-01-15	2021-05-12
	RO	Asset management	2021-01-15	2021-05-12
Springwell Capital Limited	RO	Asset management	2019-11-29	2020-04-19
	Rep	Asset management	2019-07-23	2019-11-29
CASH Wealth Management Limited	Rep	Asset management	2016-02-26	2019-07-01
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2016-02-26	2019-07-01
CASH Wealth Management Limited	Rep	Advising on securities	2015-11-17	2019-07-01
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2015-11-17	2019-07-01
ASSET MANAGEMENT GROUP LIMITED	Rep	Dealing in securities	2010-11-08	2012-01-18
Hong Kong Securities (International) Company Limited	Rep	Dealing in securities	2010-07-12	2010-10-21
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2008-12-01	2012-01-18
GAYANG SECURITIES LIMITED	Rep	Advising on securities	2005-08-24	2008-11-17