Personnel Hong Kong SFC License Details (ID 68847)

Personnel Hong Kong SFC License Details (ID 68847)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASSET MANAGEMENT GROUP LIMITED	Rep	Dealing in securities	2010-11-24	2012-03-26
Hong Kong Securities (International) Company Limited	Rep	Dealing in securities	2010-07-29	2010-11-04
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2009-12-04	2012-03-26
GET NICE ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-06-18	2009-10-30
	Rep	Asset management	2009-06-18	2009-10-30
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Asset management	2007-05-18	2009-05-07
	Rep	Advising on securities	-	2009-05-07