Webb-site Legacy

Ng, Wai Yan (SFC:AIB894) 吳惠茵

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oreana Financial Services Limited	Rep	Advising on securities	2017-05-25	-
	Rep	Asset management	2017-05-25	-
	Rep	Dealing in securities	2017-05-25	-
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2011-02-08	2017-03-20
	Rep	Dealing in securities	2011-02-08	2017-03-20
IPP Financial Advisers Limited	Rep	Advising on securities	2008-01-11	2011-01-28
	Rep	Dealing in securities	2008-01-11	2011-01-28
Lion Global Financial Limited	Rep	Advising on securities	2003-04-01	2003-10-08
	Rep	Asset management	2003-04-01	2003-10-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.