Personnel Hong Kong SFC License Details (ID 68862)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Akron Corporate Finance Limited	RO	Advising on corporate finance	2026-09-15	-
	Rep	Advising on corporate finance	2026-08-10	2026-09-15
Grand Moore Capital Limited	RO	Dealing in securities	2024-05-08	2026-07-31
	RO	Advising on corporate finance	2023-09-12	2026-07-31
Glory Sun Securities Limited	RO	Advising on corporate finance	2022-03-18	2023-08-31
	Rep	Advising on corporate finance	2022-02-10	2022-03-18
HUABANG CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2021-05-17	2021-10-20
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2020-07-21	2021-05-11
	Rep	Advising on corporate finance	2020-07-03	2020-07-21
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	Advising on corporate finance	2017-01-26	2019-11-11
	RO	Dealing in securities	2017-01-26	2019-11-11
	Rep	Advising on corporate finance	2016-11-17	2017-01-26
	Rep	Dealing in securities	2016-11-17	2017-01-26
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2011-04-29	2016-10-18
Alpha Financial Group Limited	Rep	Dealing in securities	2009-11-03	2016-10-18
AMPLE CAPITAL LIMITED	Rep	Advising on corporate finance	2009-11-03	2011-04-29
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2006-12-28	2009-10-23
	Rep	Dealing in securities	2006-12-28	2009-10-23
CSC ASIA LIMITED	Rep	Advising on securities	2003-04-01	2004-03-30
	Rep	Asset management	2003-04-01	2004-03-30
	Rep	Advising on corporate finance	2003-04-01	2006-03-31