Personnel SFC Licences and HKMA Registrations (ID 68863)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grand Moore Capital Limited	RO	Advising on corporate finance	2018-05-17	-
	Rep	Advising on corporate finance	2018-03-12	2018-05-17
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2010-07-02	2017-09-12
	Rep	Asset management	2007-02-21	2017-09-12
	Rep	Advising on corporate finance	2004-10-01	2010-07-02
CSC ASIA LIMITED	Rep	Advising on securities	2003-04-01	2004-03-30
	Rep	Asset management	2003-04-01	2004-03-30
	Rep	Advising on corporate finance	2003-04-01	2004-09-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.