Personnel Hong Kong SFC License Details (ID 68864)

Personnel Hong Kong SFC License Details (ID 68864)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alex KY Wong Asset Management Company Limited	RO	Advising on securities	2022-07-12	-
	RO	Asset management	2022-07-12	-
AMPLE CAPITAL LIMITED	RO	Advising on securities	2007-01-02	2022-03-28
	RO	Asset management	2007-01-02	2022-03-28
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2005-07-29	2006-12-29
	RO	Asset management	2005-07-29	2006-12-29
	Rep	Advising on securities	2005-06-08	2005-07-29
	Rep	Asset management	2005-06-08	2005-07-29
CHINA RICH ASSET MANAGEMENT LIMITED	RO	Advising on securities	2003-04-01	2005-05-31
	RO	Asset management	2003-04-01	2005-05-31