Personnel Hong Kong SFC License Details (ID 68866)

Personnel Hong Kong SFC License Details (ID 68866)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2015-05-05	2017-01-19
	Rep	Asset management	2015-05-05	2017-01-19
	Rep	Dealing in securities	2015-05-05	2017-01-19
Conning Asia Pacific Limited	Rep	Advising on securities	2013-01-02	2015-04-24
	Rep	Asset management	2013-01-02	2015-04-24
	Rep	Dealing in securities	2013-01-02	2015-04-24
Alpha Financial Group Limited	Rep	Dealing in securities	2011-01-10	2013-01-02
AMPLE CAPITAL LIMITED	Rep	Advising on corporate finance	2011-01-10	2013-01-02
	Rep	Advising on securities	2011-01-10	2013-01-02
	Rep	Asset management	2011-01-10	2013-01-02
Alpha Financial Group Limited	Rep	Dealing in securities	2009-10-09	2010-07-01
AMPLE CAPITAL LIMITED	Rep	Advising on corporate finance	2009-10-09	2010-07-01
	Rep	Advising on securities	2009-10-09	2010-07-01
	Rep	Asset management	2009-10-09	2010-07-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2004-12-08	2005-06-29
	Rep	Dealing in securities	2004-12-08	2005-06-29
	Rep	Advising on corporate finance	2003-11-24	2004-09-19
	Rep	Dealing in securities	2003-11-24	2004-09-19