| China Vered Asset Management (Hong Kong) Limited | RO | Advising on securities | 2014-06-20 | 2016-06-30 |
| RO | Asset management | 2014-06-20 | 2016-06-30 |
| Rep | Asset management | 2013-05-15 | 2014-06-20 |
| AMPLE CAPITAL LIMITED | Rep | Asset management | 2010-08-23 | 2013-02-28 |
| BEAR STEARNS ASIA LIMITED | Rep | Advising on futures contracts | 2005-12-02 | 2008-10-01 |
| Rep | Dealing in futures contracts | 2005-12-02 | 2008-10-01 |
| Rep | Advising on corporate finance | - | 2004-12-15 |
| Rep | Advising on securities | - | 2004-12-15 |
| Rep | Asset management | - | 2004-12-15 |
| Rep | Providing automated trading services | - | 2004-12-15 |
| Rep | Dealing in securities | - | 2008-10-01 |
| BEAR STEARNS HONG KONG LIMITED | Rep | Asset management | - | 2004-12-15 |
| Rep | Advising on futures contracts | - | 2008-10-01 |
| Rep | Dealing in futures contracts | - | 2008-10-01 |