Personnel Hong Kong SFC License Details (ID 68878)

Personnel Hong Kong SFC License Details (ID 68878)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
oOo Securities (HK) Group Limited	Rep	Advising on securities	2016-03-04	2016-08-01
	Rep	Asset management	2016-02-24	2016-08-01
	Rep	Dealing in securities	2016-02-24	2016-08-01
	RO	Asset management	2014-11-18	2016-02-24
	Rep	Asset management	2012-07-03	2014-11-18
IMARKETS LIMITED	RO	Providing automated trading services	2009-11-12	2013-12-09
	RO	Dealing in securities	2009-11-12	2013-12-09
IMARKETS STRUCTURED PRODUCTS LIMITED	RO	Advising on securities	2009-11-12	2013-12-09
oOo Securities (HK) Group Limited	RO	Dealing in securities	2008-10-13	2016-02-24
	RO	Advising on securities	2005-04-19	2016-03-04