Personnel Hong Kong SFC License Details (ID 68888)

Personnel Hong Kong SFC License Details (ID 68888)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOMAX SECURITIES LIMITED	Rep	Dealing in securities	2015-12-07	2015-12-23
Soochow Securities International Asset Management Limited	Rep	Advising on securities	2012-09-24	2012-12-14
	Rep	Asset management	2012-09-24	2012-12-14
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2012-09-24	2012-12-14
oOo Securities (HK) Group Limited	Rep	Asset management	2011-12-28	2012-05-28
	Rep	Advising on securities	2011-02-21	2012-05-28
	Rep	Dealing in securities	2011-02-21	2012-05-28
Redford Asset Management Limited	Rep	Advising on securities	2010-06-09	2011-02-10
	Rep	Asset management	2009-08-12	2011-02-10
REDFORD SECURITIES LIMITED	Rep	Dealing in securities	2008-11-07	2011-02-10
TUNG TAI SECURITIES COMPANY LIMITED	Rep	Advising on securities	2006-06-23	2008-10-31