Personnel Hong Kong SFC License Details (ID 68890)

Personnel Hong Kong SFC License Details (ID 68890)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zynergy Asset Management Limited	Rep	Advising on securities	2026-07-03	-
	Rep	Asset management	2026-07-03	-
Venture Smart Asia Limited	RO	Advising on securities	2016-09-20	2024-09-27
	RO	Asset management	2016-09-20	2024-09-27
	RO	Dealing in securities	2016-09-20	2024-09-27
	Rep	Advising on securities	2016-07-25	2016-09-20
	Rep	Asset management	2016-07-25	2016-09-20
	Rep	Dealing in securities	2016-07-25	2016-09-20
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2013-01-02	2016-04-28
	Rep	Asset management	2012-08-22	2016-04-28
	Rep	Advising on securities	2009-09-25	2016-04-28
OnePlatform Asset Management Limited	Rep	Advising on securities	2007-03-02	2009-07-30