Personnel Hong Kong SFC License Details (ID 68925)

Personnel Hong Kong SFC License Details (ID 68925)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BaoJia Capital Limited	RO	Advising on securities	2022-01-17	-
	RO	Asset management	2022-01-17	-
Yuan Tong Global Securities Limited	Rep	Dealing in securities	2018-02-27	2020-11-21
Yuan Tong Global Asset Management Limited	RO	Asset management	2017-12-20	2020-11-21
Kirin Asset Management Limited	RO	Asset management	2016-09-15	2017-12-15
	Rep	Asset management	2016-07-29	2016-09-15
oOo Securities (HK) Group Limited	Rep	Asset management	2011-12-28	2016-01-26
	Rep	Dealing in securities	2011-04-18	2016-01-26