Personnel Hong Kong SFC License Details (ID 68933)

Personnel Hong Kong SFC License Details (ID 68933)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-08-12	2015-08-11
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2013-02-22	2014-07-18
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-02-22	2014-07-18
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2011-08-15	2013-02-09
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-08	2011-07-15
	Rep	Advising on securities	2006-08-03	2010-06-08