Personnel SFC Licences and HKMA Registrations (ID 68938)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GRT Capital Management Limited	RO	Advising on securities	2018-06-12	-
	RO	Asset management	2018-06-12	-
SUNHIGH FINANCIAL HOLDINGS LIMITED	RO	Advising on securities	2016-09-09	2018-03-19
	RO	Asset management	2016-09-09	2018-03-19
	RO	Dealing in securities	2016-09-09	2018-03-19
Superactive Financial Group Company Limited	RO	Asset management	2016-05-13	2016-08-05
	Rep	Asset management	2016-04-13	2016-05-13
C.P. FINANCIAL MANAGEMENT LIMITED	Rep	Asset management	2013-07-22	2016-03-31
oOo Securities (HK) Group Limited	Rep	Asset management	2012-03-20	2013-07-06
	Rep	Dealing in securities	2011-07-27	2013-07-06
REDFORD SECURITIES LIMITED	Rep	Dealing in securities	2010-04-20	2011-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.