Personnel Hong Kong SFC License Details (ID 68954)

Personnel Hong Kong SFC License Details (ID 68954)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2023-06-26	2023-09-19
HOORAY CAPITAL LIMITED	Rep	Advising on corporate finance	2018-11-28	2019-01-01
HOORAY SECURITIES LIMITED	Rep	Dealing in securities	2018-10-08	2023-06-01
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-12-21	2018-10-03
	Rep	Dealing in securities	2017-12-21	2018-10-03
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2017-01-27
	Rep	Dealing in securities	2015-02-06	2016-06-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-02-06	2016-06-30
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2011-03-18	2014-12-31
OnePlatform Asset Management Limited	Rep	Advising on securities	2008-01-30	2008-08-08