Personnel Hong Kong SFC License Details (ID 68958)

Personnel Hong Kong SFC License Details (ID 68958)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zynergy Asset Management Limited	RO	Advising on securities	2024-08-05	-
	RO	Asset management	2024-08-05	-
VSFG Asset Management Limited	RO	Advising on securities	2022-08-22	2024-06-30
	RO	Asset management	2022-08-22	2024-06-30
	RO	Dealing in securities	2022-08-22	2024-06-30
Venture Smart Asia Limited	RO	Advising on securities	2016-08-18	2024-06-30
	RO	Asset management	2016-08-18	2024-06-30
	RO	Dealing in securities	2016-08-18	2024-06-30
	Rep	Advising on securities	2016-07-14	2016-08-18
	Rep	Asset management	2016-07-14	2016-08-18
	Rep	Dealing in securities	2016-07-14	2016-08-18
oOo Securities (HK) Group Limited	RO	Advising on securities	2016-02-22	2016-06-24
	RO	Asset management	2016-02-22	2016-06-24
	RO	Dealing in securities	2016-02-22	2016-06-24
	Rep	Asset management	2014-03-04	2016-02-22
	Rep	Dealing in securities	2014-03-04	2016-02-22
	Rep	Advising on securities	2005-03-11	2016-02-22