Personnel Hong Kong SFC License Details (ID 68970)

Personnel Hong Kong SFC License Details (ID 68970)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2023-05-11	2023-12-21
	Rep	Dealing in securities	2023-05-11	2023-12-21
Kirin Securities Limited	RO	Dealing in securities	2018-02-27	2023-04-20
Kirin Asset Management Limited	Rep	Asset management	2017-11-03	2022-09-20
Kirin Securities Limited	Rep	Dealing in securities	2017-11-03	2018-02-27
	Rep	Advising on securities	2017-11-03	2023-04-20
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2016-12-08	2017-07-28
GEO Securities Limited	Rep	Advising on securities	2014-07-24	2016-05-20
	Rep	Dealing in securities	2014-07-24	2016-05-20
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2012-06-11	2014-05-30
	Rep	Asset management	2012-04-26	2014-05-30
	Rep	Advising on securities	2005-08-26	2014-05-30