Personnel Hong Kong SFC License Details (ID 68992)

Personnel Hong Kong SFC License Details (ID 68992)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Crosby Securities Limited	Rep	Advising on securities	2017-03-14	2019-07-15
	Rep	Asset management	2017-03-14	2019-07-15
	Rep	Dealing in securities	2017-03-14	2019-07-15
Venture Smart Asia Limited	Rep	Advising on securities	2016-07-14	2017-02-15
	Rep	Asset management	2016-07-14	2017-02-15
	Rep	Dealing in securities	2016-07-14	2017-02-15
oOo Securities (HK) Group Limited	Rep	Advising on securities	2012-11-28	2016-04-28
	Rep	Asset management	2012-11-07	2016-04-28
	Rep	Dealing in securities	2011-04-14	2016-04-28