Personnel Hong Kong SFC License Details (ID 68996)

Personnel Hong Kong SFC License Details (ID 68996)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LW Asset Management Advisors Limited	RO	Asset management	2024-03-08	-
	Rep	Asset management	2020-09-04	2024-03-08
GT ASSET &AMP; PORTFOLIO MANAGEMENT LIMITED	Rep	Advising on securities	2019-10-29	2020-07-15
	Rep	Asset management	2019-10-29	2020-07-15
	Rep	Dealing in securities	2019-10-29	2020-07-15
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Advising on securities	2016-07-04	2019-04-22
	Rep	Asset management	2016-07-04	2019-04-22
	Rep	Dealing in securities	2016-07-04	2019-04-22
oOo Securities (HK) Group Limited	Rep	Asset management	2014-10-27	2015-10-01
	Rep	Dealing in securities	2011-02-18	2015-10-01