Personnel SFC Licences and HKMA Registrations (ID 69008)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zijing Capital Limited	RO	Advising on corporate finance	2022-10-03	-
	RO	Dealing in securities	2022-10-03	-
	Rep	Advising on corporate finance	2022-06-27	2022-10-03
	Rep	Dealing in securities	2022-06-27	2022-10-03
CHINA EASE SECURITIES LIMITED	RO	Advising on corporate finance	2017-11-16	2021-11-09
	RO	Dealing in securities	2017-11-16	2021-11-09
ANGLO CHINESE SECURITIES, LIMITED (HK)	Rep	Advising on securities	2014-07-16	2017-05-01
	Rep	Dealing in securities	2014-07-16	2017-05-01
ANGLO CHINESE CORPORATE FINANCE, LIMITED	Rep	Advising on corporate finance	2010-12-31	2017-05-01
	Rep	Advising on securities	2010-12-31	2017-05-01
	Rep	Asset management	2010-12-31	2017-05-01
	Rep	Dealing in securities	2010-12-31	2017-05-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.