Personnel SFC Licences and HKMA Registrations (ID 69009)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2026-05-06	-
SHANXI SECURITIES INTERNATIONAL LIMITED	RO	Dealing in securities	2026-05-06	-
Zijing Capital Limited	RO	Advising on corporate finance	2022-03-02	2026-04-30
	RO	Dealing in securities	2022-03-02	2026-04-30
	Rep	Advising on corporate finance	2021-12-29	2022-03-02
	Rep	Dealing in securities	2021-12-29	2022-03-02
CHINA EASE SECURITIES LIMITED	RO	Advising on corporate finance	2017-11-16	2021-11-09
	RO	Dealing in securities	2017-11-16	2021-11-09
ANGLO CHINESE CORPORATE FINANCE, LIMITED	RO	Advising on corporate finance	2015-09-24	2017-04-30
	Rep	Advising on securities	2015-03-20	2017-04-30
	Rep	Asset management	2015-03-20	2017-04-30
	Rep	Dealing in securities	2015-03-20	2017-04-30
	Rep	Advising on corporate finance	2013-05-15	2015-09-24
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2012-11-19	2013-03-24
ANGLO CHINESE CORPORATE FINANCE, LIMITED	Rep	Advising on corporate finance	2010-08-03	2012-10-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.