| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Basis Asset Management Limited | RO | Advising on securities | 2023-05-17 | - |
| RO | Asset management | 2023-05-17 | - | |
| Rep | Advising on securities | 2021-04-08 | 2023-05-17 | |
| Rep | Asset management | 2021-04-08 | 2023-05-17 | |
| GAM HONG KONG LIMITED | Rep | Asset management | 2013-03-08 | 2019-09-20 |
| AD Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2008-08-01 | 2013-02-28 |
| Rep | Advising on securities | 2008-08-01 | 2013-02-28 |
No HKMA registrations in the collected records.