Personnel Hong Kong SFC License Details (ID 69032)

Personnel Hong Kong SFC License Details (ID 69032)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
East Crest Capital Limited	RO	Advising on securities	2026-03-04	-
	RO	Asset management	2026-03-04	-
Qiao Group Limited	RO	Advising on securities	2017-05-17	2025-02-13
	RO	Asset management	2017-05-17	2025-02-13
Alpha Nova Capital Management Limited	RO	Advising on securities	2016-09-19	2017-05-12
	RO	Asset management	2016-09-19	2017-05-12
	Rep	Advising on securities	2016-07-25	2016-08-09
	Rep	Asset management	2016-07-25	2016-08-09
Pine Star Asset Management Limited	RO	Advising on securities	2014-01-30	2016-07-22
	RO	Asset management	2014-01-30	2016-07-22
ARCH Capital Management Co. Limited	Rep	Asset management	2011-08-05	2013-07-01
	RO	Asset management	2009-02-19	2011-07-11