Personnel Hong Kong SFC License Details (ID 69034)

Personnel Hong Kong SFC License Details (ID 69034)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TIANLI FINANCIAL LIMITED	RO	Advising on securities	2019-06-04	-
	RO	Asset management	2019-06-04	-
Blackhorn Wealth Management Limited	RO	Advising on securities	2018-12-03	2019-04-26
	RO	Asset management	2018-12-03	2019-04-26
Gold Mountains Asset Management Limited	RO	Advising on securities	2017-06-12	2018-07-19
	RO	Asset management	2017-06-12	2018-07-19
Atherton Asset Management Limited	RO	Asset management	2013-06-24	2015-01-07
	Rep	Asset management	2013-06-14	2013-06-24
ExaByte Capital Management (HK) Limited	RO	Asset management	2013-04-16	2013-06-02
	Rep	Asset management	2013-03-18	2013-04-16
Ping An Securities (Hong Kong) Holdings Company Limited	RO	Asset management	2012-08-01	2013-02-20
	RO	Advising on securities	2012-06-18	2013-02-20
	Rep	Advising on securities	2012-05-30	2012-06-18
ARGYLE STREET MANAGEMENT LIMITED	RO	Advising on securities	2010-10-28	2012-05-25
	RO	Asset management	2010-10-28	2012-05-25
	Rep	Advising on securities	2005-06-14	2010-10-28
	Rep	Asset management	2005-06-14	2010-10-28
FIRST ASIA FINANCE GROUP LIMITED	Rep	Advising on corporate finance	2004-09-27	2004-12-30