Personnel Hong Kong SFC License Details (ID 69043)

Personnel Hong Kong SFC License Details (ID 69043)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Securities and Futures Limited	Rep	Dealing in securities	2025-12-02	2026-08-12
VALUABLE CAPITAL LIMITED	Rep	Dealing in securities	2021-06-15	2024-10-31
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2021-05-28
	Rep	Dealing in securities	2012-06-27	2017-10-02
ASA SECURITIES LIMITED	Rep	Dealing in securities	2011-09-15	2012-06-15
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2009-03-20	2011-01-24
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2007-10-22	2008-10-01
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2004-09-22	2005-05-05