Personnel Hong Kong SFC License Details (ID 69056)

Personnel Hong Kong SFC License Details (ID 69056)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LEGAL &AMP; GENERAL INVESTMENT MANAGEMENT ASIA LIMITED	Rep	Asset management	2019-12-06	2025-08-18
	Rep	Dealing in securities	2019-12-06	2025-08-18
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-07-09	2018-09-11
	Rep	Advising on securities	2015-07-09	2019-07-31
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-07-09	2018-08-01
SC Lowy Financial (HK) Limited	Rep	Dealing in securities	2014-01-21	2015-03-11
ASIA DEBT MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2007-12-03	2013-12-21