| JW CAPITAL SECURITIES LIMITED | RO | Advising on securities | 2024-03-01 | - |
| RO | Asset management | 2024-03-01 | - |
| Rep | Advising on securities | 2023-12-08 | 2024-03-01 |
| Rep | Asset management | 2023-12-08 | 2024-03-01 |
| NNFE International Asset Management Limited | RO | Advising on securities | 2023-01-04 | 2023-08-11 |
| RO | Asset management | 2023-01-04 | 2023-08-11 |
| Rep | Advising on securities | 2022-11-08 | 2023-01-04 |
| Hua Liang Securities Limited | Rep | Advising on futures contracts | 2022-08-15 | 2022-10-16 |
| Rep | Advising on securities | 2022-08-15 | 2022-10-16 |
| Rep | Dealing in futures contracts | 2022-08-15 | 2022-10-16 |
| Rep | Dealing in securities | 2022-08-15 | 2022-10-16 |
| Hua Liang Capital Limited | Rep | Advising on corporate finance | 2019-09-16 | 2022-10-16 |
| Hua Liang Securities Limited | RO | Advising on futures contracts | 2019-06-03 | 2022-08-15 |
| RO | Advising on securities | 2019-06-03 | 2022-08-15 |
| RO | Dealing in futures contracts | 2019-06-03 | 2022-08-15 |
| RO | Dealing in securities | 2019-06-03 | 2022-08-15 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2019-05-15 |
| Rep | Dealing in securities | 2017-07-07 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-07-07 | 2019-05-15 |
| KuCoin Commodity Futures Limited | RO | Dealing in futures contracts | 2016-09-26 | 2017-06-30 |
| RO | Dealing in futures contracts | 2010-07-12 | 2013-07-25 |
| KuCoin HK Limited | RO | Dealing in securities | 2010-07-12 | 2017-06-30 |
| KuCoin Commodity Futures Limited | Rep | Dealing in futures contracts | 2007-02-05 | 2010-07-12 |
| KuCoin HK Limited | Rep | Dealing in securities | 2007-02-05 | 2010-07-12 |