Chan, Raymond Man 陳文

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2017-03-23	2017-10-02
KuCoin Commodity Futures Limited	Rep	Dealing in futures contracts	2004-06-28	2013-02-28
KuCoin HK Limited	RO	Advising on corporate finance	2003-04-01	2004-06-28
	RO	Advising on securities	2003-04-01	2004-06-28
	RO	Asset management	2003-04-01	2004-06-28
	RO	Dealing in securities	2003-04-01	2017-03-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2017-03-23	2017-10-02
KuCoin Commodity Futures Limited	Rep	Dealing in futures contracts	2004-06-28	2013-02-28
KuCoin HK Limited	RO	Advising on corporate finance	2003-04-01	2004-06-28
	RO	Advising on securities	2003-04-01	2004-06-28
	RO	Asset management	2003-04-01	2004-06-28
	RO	Dealing in securities	2003-04-01	2017-03-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.