Personnel Hong Kong SFC License Details (ID 69089)

Personnel Hong Kong SFC License Details (ID 69089)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Advising on securities	2020-11-20	-
	Rep	Asset management	2020-11-20	-
FIRST SECURITIES (HK) LIMITED	Rep	Asset management	2020-11-20	-
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Dealing in securities	2019-05-02	-
FIRST SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-04-01	-
KuCoin Commodity Futures Limited	Rep	Dealing in futures contracts	2008-03-17	2011-12-31
KuCoin HK Limited	Rep	Advising on corporate finance	2003-04-01	2004-05-05
	Rep	Advising on securities	2003-04-01	2004-05-05
	Rep	Asset management	2003-04-01	2004-05-05
	Rep	Dealing in securities	2003-04-01	2011-12-31