Personnel SFC Licences and HKMA Registrations (ID 69120)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIAN CAPITAL LIMITED	Rep	Advising on securities	2023-08-14	-
	Rep	Dealing in securities	2021-05-18	-
	Rep	Advising on corporate finance	2017-12-14	-
Neutral Financial Holding Company Limited	Rep	Advising on corporate finance	2015-06-15	2017-12-03
	Rep	Asset management	2015-06-15	2017-12-03
	Rep	Dealing in securities	2015-06-15	2017-12-03
	Rep	Advising on corporate finance	2011-06-01	2011-11-30
	Rep	Dealing in securities	2011-06-01	2011-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.