Personnel Hong Kong SFC License Details (ID 69124)

Personnel Hong Kong SFC License Details (ID 69124)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIAN CAPITAL PARTNERS (HK) LIMITED	RO	Advising on corporate finance	2020-11-27	2024-02-29
	RO	Advising on securities	2020-11-27	2024-02-29
	Rep	Advising on corporate finance	2020-09-08	2020-11-27
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2018-01-03	2020-03-06
Arta Corporate Advisory Limited	RO	Advising on corporate finance	2017-02-14	2020-03-06
ASIAN CAPITAL PARTNERS (HK) LIMITED	RO	Advising on corporate finance	2008-07-21	2017-02-08
	RO	Advising on securities	2008-07-21	2017-02-08
	RO	Asset management	2007-07-16	2017-02-08
	Rep	Advising on corporate finance	2006-04-10	2008-07-21
	Rep	Advising on securities	2006-04-10	2008-07-21
	Rep	Asset management	2005-01-20	2007-07-16