Personnel SFC Licences and HKMA Registrations (ID 69136)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Astrum Capital Management Limited (HK)	Rep	Asset management	2019-09-09	-
	Rep	Dealing in futures contracts	2019-09-09	-
	RO	Dealing in securities	2019-06-21	-
	Rep	Dealing in securities	2009-09-29	2019-06-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.