Personnel SFC Licences and HKMA Registrations (ID 69145)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Raffles Assets Management (HK) Co. Limited	RO	Dealing in securities	2023-04-04	-
	Rep	Dealing in securities	2019-05-16	2019-06-14
	RO	Advising on securities	2019-05-15	-
	RO	Asset management	2019-05-15	-
	Rep	Advising on securities	2019-04-23	2019-05-15
	Rep	Asset management	2019-04-23	2019-05-15
GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-12-20	2019-03-29
	RO	Asset management	2018-12-20	2019-03-29
ATLANTIS INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-12-29	2014-12-15
	Rep	Asset management	2008-12-29	2014-12-15
AN QIAO INVESTMENT (HONG KONG) LIMITED	Rep	Advising on securities	2006-09-27	2008-12-23
	Rep	Asset management	2006-09-27	2008-12-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.