Personnel Hong Kong SFC License Details (ID 69156)

Personnel Hong Kong SFC License Details (ID 69156)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA CHINA REGION INVESTMENT SERVICES LIMITED	RO	Asset management	2010-12-31	2015-01-07
AXA Financial Planning (Hong Kong) Limited	RO	Asset management	2010-12-31	2015-01-07
AXA Investment Managers Asia Limited	RO	Advising on futures contracts	2010-02-04	2015-01-07
	RO	Advising on securities	2010-02-04	2015-01-07
	RO	Asset management	2010-02-04	2015-01-07
	RO	Dealing in securities	2010-02-04	2015-01-07
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	RO	Advising on futures contracts	2010-02-04	2015-01-07
	RO	Advising on securities	2010-02-04	2015-01-07
	RO	Asset management	2010-02-04	2015-01-07
	RO	Dealing in securities	2010-02-04	2015-01-07