Personnel Hong Kong SFC License Details (ID 69383)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Dealing in securities	2006-03-28	2015-12-13
	Rep	Advising on securities	2005-10-05	2011-12-14
MANULIFE (INTERNATIONAL) LIMITED	Rep	Advising on securities	2004-11-24	2005-06-28
HSBC LIFE (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	-	2004-05-17
	Rep	Asset management	-	2004-05-17
	Rep	Advising on securities	-	2004-07-13