Personnel Hong Kong SFC License Details (ID 69433)

Personnel Hong Kong SFC License Details (ID 69433)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	RO	Advising on securities	2022-07-01	2023-09-29
	RO	Asset management	2022-07-01	2023-09-29
	RO	Advising on securities	2017-09-29	2022-06-30
	RO	Asset management	2016-11-17	2022-06-30
	Rep	Asset management	2016-04-08	2016-11-17
ICBC UBS Asset Management (International) Company Limited	Rep	Dealing in securities	2016-03-16	2016-03-31
	Rep	Advising on securities	2015-08-06	2016-03-31
	Rep	Asset management	2015-08-06	2016-03-31
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on futures contracts	2012-11-28	2015-07-06
	Rep	Advising on securities	2012-11-28	2015-07-06
	Rep	Asset management	2012-11-28	2015-07-06
AXA Investment Managers Asia Limited	Rep	Advising on futures contracts	2010-07-16	2012-04-19
	Rep	Advising on securities	2010-07-16	2012-04-19
	Rep	Asset management	2010-07-16	2012-04-19
	Rep	Dealing in securities	2010-07-16	2012-04-19
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on futures contracts	2010-07-16	2012-04-19
	Rep	Advising on securities	2010-07-16	2012-04-19
	Rep	Asset management	2010-07-16	2012-04-19
	Rep	Dealing in securities	2010-07-16	2012-04-19