| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2014-02-04 | - |
| Rep | Advising on securities | 2014-02-04 | - | |
| Rep | Asset management | 2014-02-04 | - | |
| AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS) | Rep | Advising on futures contracts | 2006-11-01 | 2014-01-15 |
| Rep | Advising on securities | 2006-11-01 | 2014-01-15 | |
| Rep | Asset management | 2006-11-01 | 2014-01-15 | |
| Rep | Dealing in securities | 2006-11-01 | 2014-01-15 | |
| BNP PARIBAS ASSET MANAGEMENT APAC LIMITED | Rep | Advising on futures contracts | 2006-11-01 | 2014-01-15 |
| Rep | Advising on securities | 2006-11-01 | 2014-01-15 | |
| Rep | Asset management | 2006-11-01 | 2014-01-15 | |
| Rep | Dealing in securities | 2006-11-01 | 2014-01-15 |
No HKMA registrations in the collected records.