Personnel Hong Kong SFC License Details (ID 69439)

Personnel Hong Kong SFC License Details (ID 69439)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2012-05-24	-
	Rep	Asset management	2012-05-24	-
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2012-05-24	-
AXA Investment Managers Asia Limited	Rep	Advising on futures contracts	2010-07-19	2012-05-11
	Rep	Advising on securities	2010-07-19	2012-05-11
	Rep	Asset management	2010-07-19	2012-05-11
	Rep	Dealing in securities	2010-07-19	2012-05-11
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on futures contracts	2010-07-19	2012-05-11
	Rep	Advising on securities	2010-07-19	2012-05-11
	Rep	Asset management	2010-07-19	2012-05-11
	Rep	Dealing in securities	2010-07-19	2012-05-11