Personnel Hong Kong SFC License Details (ID 69440)

Personnel Hong Kong SFC License Details (ID 69440)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2022-07-01	-
	Rep	Dealing in securities	2022-05-26	2022-06-30
abrdn Hong Kong Limited	Rep	Advising on securities	2019-09-06	2022-05-13
	Rep	Dealing in securities	2019-09-06	2022-05-13
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2014-12-11	2019-08-23
	Rep	Asset management	2014-12-11	2019-08-23
	Rep	Dealing in securities	2014-12-11	2019-08-23
VALUE PARTNERS LIMITED	Rep	Advising on securities	2014-12-11	2019-08-23
	Rep	Asset management	2014-12-11	2019-08-23
	Rep	Dealing in securities	2014-12-11	2019-08-23
AXA Investment Managers Asia Limited	Rep	Advising on securities	2011-04-28	2014-11-28
	Rep	Dealing in securities	2011-04-28	2014-11-28
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on securities	2011-04-28	2014-11-28
	Rep	Dealing in securities	2011-04-28	2014-11-28
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2010-04-09	2011-04-06
	Rep	Dealing in securities	2010-04-09	2011-04-06
iTTa Capital Limited	Rep	Dealing in securities	2008-01-14	2009-11-10
	Rep	Advising on securities	2007-05-21	2009-11-10