Personnel Hong Kong SFC License Details (ID 69443)

Personnel Hong Kong SFC License Details (ID 69443)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nomura Asset Management Hong Kong Limited	Rep	Advising on securities	2026-05-11	-
	Rep	Dealing in securities	2026-05-11	-
AXA Investment Managers Asia Limited	Rep	Asset management	2008-05-28	2015-04-21
	Rep	Advising on securities	2008-05-28	2026-03-09
	Rep	Dealing in securities	2008-05-28	2026-03-09
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Asset management	2008-05-28	2015-04-21
	Rep	Advising on securities	2003-10-24	2019-01-31
	Rep	Dealing in securities	2003-10-24	2019-01-31