| CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2013-12-18 | 2014-07-16 |
| Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2009-10-20 | 2014-07-16 |
| BALI SECURITIES CO. LIMITED | RO | Dealing in securities | 2009-06-05 | 2014-07-01 |
| SUN YI COMPANY LIMITED | RO | Dealing in futures contracts | 2008-01-31 | 2014-07-16 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-11-06 | 2013-12-18 |
| SHUN LOONG FUTURES LIMITED | RO | Dealing in futures contracts | 2003-10-22 | 2004-12-01 |
| SHUN LOONG SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2003-10-22 | 2004-12-01 |
| CES International Commodities (HK) Limited | RO | Dealing in futures contracts | - | 2014-07-16 |
| Everbright Securities Digital Finance (HK) Limited | RO | Advising on corporate finance | - | 2003-10-22 |
| RO | Advising on securities | - | 2003-10-22 |
| RO | Asset management | - | 2003-10-22 |
| RO | Providing automated trading services | - | 2003-10-22 |
| RO | Dealing in securities | - | 2013-09-04 |