Personnel Hong Kong SFC License Details (ID 69449)

Personnel Hong Kong SFC License Details (ID 69449)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dragon Legend Capital Limited	RO	Advising on securities	2023-06-16	-
	RO	Asset management	2023-06-16	-
	RO	Dealing in securities	2023-06-16	-
	Rep	Advising on securities	2022-12-02	2023-06-16
	Rep	Dealing in securities	2022-12-02	2023-06-16
	Rep	Asset management	2022-10-13	2023-06-16
Black Dragon Asset Management Limited	RO	Asset management	2017-10-10	2022-10-07
BALI SECURITIES CO. LIMITED	RO	Dealing in securities	2009-06-05	2014-07-01
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2008-08-11	2009-01-01
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2007-08-06	2008-09-25
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2006-10-05	2008-11-03
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-21
	Rep	Advising on securities	2003-04-01	2004-01-21
	Rep	Asset management	2003-04-01	2004-01-21
	Rep	Dealing in securities	2003-04-01	2009-01-01