Di Iorio, Michael Anthony (SFC:AQA804)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Dealing in futures contracts	2010-11-04	2013-08-02
	RO	Dealing in securities	2010-11-04	2013-08-02
NOMURA SECURITIES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2010-02-24	2010-05-21
	Rep	Dealing in futures contracts	2010-02-04	2010-02-24
Nomura Asia Investment (Hong Kong) Limited	RO	Dealing in futures contracts	2009-11-23	2010-05-21
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2009-11-23	2010-05-21
	RO	Dealing in securities	2009-11-23	2010-05-21
NOMURA SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2009-11-23	2010-05-21
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-12-15	2009-11-23
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-12-15	2009-11-23
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2009-11-23
	Rep	Dealing in securities	2008-10-10	2009-11-23
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-11-22	2008-09-29
	Rep	Dealing in securities	2007-11-22	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-11-22	2008-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Dealing in futures contracts	2010-11-04	2013-08-02
	RO	Dealing in securities	2010-11-04	2013-08-02
NOMURA SECURITIES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2010-02-24	2010-05-21
	Rep	Dealing in futures contracts	2010-02-04	2010-02-24
Nomura Asia Investment (Hong Kong) Limited	RO	Dealing in futures contracts	2009-11-23	2010-05-21
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2009-11-23	2010-05-21
	RO	Dealing in securities	2009-11-23	2010-05-21
NOMURA SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2009-11-23	2010-05-21
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-12-15	2009-11-23
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-12-15	2009-11-23
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2009-11-23
	Rep	Dealing in securities	2008-10-10	2009-11-23
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-11-22	2008-09-29
	Rep	Dealing in securities	2007-11-22	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-11-22	2008-09-29