Lee, Sang Kyo

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Dealing in futures contracts	2016-05-04	-
	Rep	Dealing in futures contracts	2015-11-17	2016-05-04
	RO	Dealing in securities	2011-04-11	-
	Rep	Dealing in securities	2010-08-13	2011-04-11
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-04-20	2010-05-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Dealing in futures contracts	2016-05-04	-
	Rep	Dealing in futures contracts	2015-11-17	2016-05-04
	RO	Dealing in securities	2011-04-11	-
	Rep	Dealing in securities	2010-08-13	2011-04-11
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-04-20	2010-05-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.