Personnel Hong Kong SFC License Details (ID 69468)

Personnel Hong Kong SFC License Details (ID 69468)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quintus Partners Limited	RO	Advising on corporate finance	2015-06-12	2020-02-07
	RO	Dealing in securities	2015-06-12	2020-02-07
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2014-03-12	2014-06-03
	RO	Advising on corporate finance	2010-10-15	2014-06-03
	Rep	Advising on corporate finance	2009-12-28	2010-10-15
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Advising on corporate finance	2007-12-14	2009-07-01
GOLDMAN SACHS (ASIA) L.L.C.	RO	Advising on corporate finance	-	2009-07-01